George Renaudin II - 21 Mar 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role: President, Medicare & Medicaid
Signature: George Renaudin II
Issuer symbol: HUM
Transactions as of: 21 Mar 2023
Net transactions value: +$1,503
Form type: 4
Filing time: 23 Mar 2023, 10:27:41 UTC
Previous filing: 28 Feb 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						1,046	21 Mar 2023	Direct
holding	HUM	Humana Common						475	21 Mar 2023	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Phantom Stock Units	Other	$1,503	+3	+2%	$500.87	151	21 Mar 2023	Humana Common	3		See Footnote	F9
holding	HUM	Options						4,162	21 Mar 2023	Humana Common	4,162	$510.24	Direct	F2
holding	HUM	Restricted Stock Units						241	21 Mar 2023	Humana Common	241		Direct	F3, F4
holding	HUM	Restricted Stock Units						1,241	21 Mar 2023	Humana Common	1,241		Direct	F3, F5
holding	HUM	Restricted Stock Units						459	21 Mar 2023	Humana Common	459		Direct	F3, F6
holding	HUM	Restricted Stock Units						609	21 Mar 2023	Humana Common	609		Direct	F3, F7
holding	HUM	Restricted Stock Units						1,078	21 Mar 2023	Humana Common	1,078		Direct	F3, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held for the benefit of reporting person as of February 28, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F3	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4	Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F5	Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
F6	Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F7	Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
F8	Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9	Phantom Stock Units held for the benefit of reporting person as of March 21, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. Contributions are made once annually and reported within 2 business days of the contribution date with the transaction code "J". The ending number of units reflects normal fluctuation due to changes in stock price.