George Renaudin II - Mar 21, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
President, Medicare & Medicaid
Signature
George Renaudin II
Stock symbol
HUM
Transactions as of
Mar 21, 2023
Transactions value $
$1,503
Form type
4
Date filed
3/23/2023, 10:27 AM
Previous filing
Feb 28, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 1.05K Mar 21, 2023 Direct
holding HUM Humana Common 475 Mar 21, 2023 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Phantom Stock Units Other $1.5K +3 +2.03% $500.87 151 Mar 21, 2023 Humana Common 3 See Footnote F9
holding HUM Options 4.16K Mar 21, 2023 Humana Common 4.16K $510.24 Direct F2
holding HUM Restricted Stock Units 241 Mar 21, 2023 Humana Common 241 Direct F3, F4
holding HUM Restricted Stock Units 1.24K Mar 21, 2023 Humana Common 1.24K Direct F3, F5
holding HUM Restricted Stock Units 459 Mar 21, 2023 Humana Common 459 Direct F3, F6
holding HUM Restricted Stock Units 609 Mar 21, 2023 Humana Common 609 Direct F3, F7
holding HUM Restricted Stock Units 1.08K Mar 21, 2023 Humana Common 1.08K Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held for the benefit of reporting person as of February 28, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F5 Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
F6 Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F7 Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
F8 Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Phantom Stock Units held for the benefit of reporting person as of March 21, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. Contributions are made once annually and reported within 2 business days of the contribution date with the transaction code "J". The ending number of units reflects normal fluctuation due to changes in stock price.