Albert P. L. Stroucken - Mar 20, 2023 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
Director
Signature
/s/ Matthew Rice, as attorney in-fact for Albert P. L. Stroucken
Stock symbol
BAX
Transactions as of
Mar 20, 2023
Transactions value $
-$2,319
Form type
4
Date filed
3/22/2023, 04:05 PM
Previous filing
May 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Options Exercise $145K +3.93K +10.67% $36.93 40.8K Mar 20, 2023 Direct F1
transaction BAX Common Stock, $1 par value Sale -$147K -3.93K -9.64% $37.52 36.8K Mar 20, 2023 Direct
holding BAX Common Stock, $1 par value 696 Mar 20, 2023 By Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -3.93K -100% $0.00* 0 Mar 20, 2023 Common Stock, $1 par value 3.93K $36.93 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stroucken on February 16, 2023 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Stroucken which were scheduled to expire on May 5, 2023.