Stephen F. Angel - Mar 21, 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Director
Signature
Anthony M. Pepper, Attorney-in-Fact
Stock symbol
LIN
Transactions as of
Mar 21, 2023
Transactions value $
-$1,095,034
Form type
4
Date filed
3/22/2023, 02:35 PM
Previous filing
Mar 13, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +1.59K +0.44% $0.00 366K Mar 21, 2023 Direct F1, F2
transaction LIN Ordinary Shares Tax liability -$200K -590 -0.16% $338.81 365K Mar 21, 2023 Direct F1, F3
transaction LIN Ordinary Shares Options Exercise $0 +4.78K +1.31% $0.00 370K Mar 21, 2023 Direct F1, F4
transaction LIN Ordinary Shares Tax liability -$600K -1.77K -0.48% $338.81 368K Mar 21, 2023 Direct F1, F3
transaction LIN Ordinary Shares Options Exercise $0 +2.36K +0.64% $0.00 370K Mar 21, 2023 Direct F1, F5
transaction LIN Ordinary Shares Tax liability -$295K -872 -0.24% $338.81 370K Mar 21, 2023 Direct F1, F3
holding LIN Ordinary Shares 2.27K Mar 21, 2023 In trust for children F1
holding LIN Ordinary Shares 71K Mar 21, 2023 Angel Descendants Trust F1
holding LIN Ordinary Shares 20.5K Mar 21, 2023 2012 Descendants Trust F1
holding LIN Ordinary Shares 10.8K Mar 21, 2023 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Performance Share Units Award $0 +4.78K $0.00 4.78K Mar 21, 2023 Ordinary Shares 4.78K $0.00 Direct F1, F4
transaction LIN Performance Share Units Options Exercise $0 -4.78K -10% $0.00 43K Mar 21, 2023 Ordinary Shares 4.78K $0.00 Direct F1, F4
transaction LIN Performance Share Units Award $0 +2.36K $0.00 2.36K Mar 21, 2023 Ordinary Shares 2.36K $0.00 Direct F1, F5
transaction LIN Performance Share Units Options Exercise $0 -2.36K -10% $0.00 21.2K Mar 21, 2023 Ordinary Shares 2.36K $0.00 Direct F1, F5
transaction LIN Restricted Stock Units Options Exercise $0 -1.59K -10% $0.00 14.3K Mar 21, 2023 Ordinary Shares 14.3K $0.00 Direct F1, F2, F9
holding LIN Restricted Stock Units 0 Mar 21, 2023 Ordinary Shares 1.41K Direct F1, F2
holding LIN Restricted Stock Units 1.36K Mar 21, 2023 Ordinary Shares 1.36K Direct F1, F6
holding LIN Restricted Stock Units 12.7K Mar 21, 2023 Ordinary Shares 12.7K $0.00 Direct F1, F7
holding LIN Restricted Stock Units 13.9K Mar 21, 2023 Ordinary Shares 13.9K $0.00 Direct F1, F8
holding LIN Restricted Stock Units 31.5K Mar 21, 2023 Ordinary Shares 31.5K Direct F1, F10
holding LIN Restricted Stock Units 31.6K Mar 21, 2023 Ordinary Shares 31.6K Direct F1, F9
holding LIN Restricted Stock Units 50K Mar 21, 2023 Ordinary Shares 50K Direct F1, F9
holding LIN Restricted Stock Units 32.3K Mar 21, 2023 Ordinary Shares 32.3K Direct F1, F9
holding LIN Restricted Stock Units 34.2K Mar 21, 2023 Ordinary Shares 34.2K Direct F1, F9
holding LIN Stock Option (right to buy) 133K Mar 21, 2023 Ordinary Shares 133K $253.68 Direct F1, F11
holding LIN Stock Option (right to buy) 170K Mar 21, 2023 Ordinary Shares 170K $173.13 Direct F1, F12
holding LIN Stock Option (right to buy) 216K Mar 21, 2023 Ordinary Shares 216K $102.22 Direct F1, F13
holding LIN Stock Option (right to buy) 436K Mar 21, 2023 Ordinary Shares 436K $118.71 Direct F1, F14
holding LIN Stock Option (right to buy) 319K Mar 21, 2023 Ordinary Shares 319K $154.00 Direct F1, F15
holding LIN Stock Option (right to buy) 178K Mar 21, 2023 Ordinary Shares 178K $176.63 Direct F1, F16
holding LIN Deferred Stock Units 120K Mar 21, 2023 Ordinary Shares 120K $0.00 Direct F1, F17, F18
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2 Ordinary shares acquired pursuant to a partial installment payout of a restricted stock unit ("RSU") grant that has vested in full but whose payout has been deferred.
F3 Ordinary shares withheld from payouts to cover tax withholdings.
F4 The Performance Share Unit ("PSU") grant partially paid out on March 21, 2023 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2019-2021 measured against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F5 The PSU grant partially paid out on March 21, 2023 and the number of shares awarded and paid out was determined based upon the total shareholder return ("TSR") of Linde plc from 2019-2021 measured against TSR goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
F6 The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2023 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F7 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F8 Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F9 Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F10 Ordinary shares acquired pursuant to an installment payout of a RSU that vested in 2018.
F11 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F12 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F13 This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
F14 This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F15 This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
F16 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F17 Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F18 Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.