Dana Jh Pittard - 17 Mar 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Defense Programs
Signature
/s/ Eric C. Scroggins, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
17 Mar 2023
Net transactions value
$0
Form type
4
Filing time
21 Mar 2023, 16:21:58 UTC
Previous filing
28 Feb 2023
Next filing
02 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Dividend Equivalent Rights Award $0 +26 +38% $0.000000 94 17 Mar 2023 Common Stock 26 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The dividend equivalent rights ("DERs") accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
F2 The number of DERs for Mr. Pittard were underreported on his Forms 4 filed on: March 22, 2022 by 13 DERs; June 1, 2022 by 26 DERs; September 2, 2022 by 40 DERs; and December 2, 2022, February 14, 2023, February 27, 2023 and February 28, 2023 by 51 DERs.