Richard J. Rothberg - 15 Mar 2023 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Role
General Counsel & Secretary
Signature
/s/ James Williamson, Attorney-in-Fact
Issuer symbol
DELL
Transactions as of
15 Mar 2023
Net transactions value
-$625,658
Form type
4
Filing time
17 Mar 2023, 16:35:10 UTC
Previous filing
23 Aug 2022
Next filing
20 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Award $0 +43,189 +29% $0.000000 191,718 15 Mar 2023 Direct F1
transaction DELL Class C Common Stock Tax liability $625,658 -16,662 -8.7% $37.55 175,056 15 Mar 2023 Direct F2
transaction DELL Class C Common Stock Award $0 +175,281 +100% $0.000000 350,337 15 Mar 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of 43,189 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.
F2 Represents shares withheld by the Issuer for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2020, March 15, 2021 and March 15, 2022.
F3 Represents 282,505 shares certified as earned with respect to an award of performance-based RSUs granted on March 15, 2020, net of 107,224 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. Vesting of the performance-based RSUs occurred simultaneously with their certification.