Rachael Z. Easton - 16 Mar 2023 Form 4 Insider Report for GLADSTONE INVESTMENT CORPORATION\DE (GAIN)

Role: CFO and Treasurer
Signature: /s/ Michael LiCalsi
Issuer symbol: GAIN
Transactions as of: 16 Mar 2023
Net transactions value: +$4,920
Form type: 4
Filing time: 17 Mar 2023, 12:46:07 UTC
Previous filing: 20 May 2022
Next filing: 07 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GAIN	Common Stock	Purchase	$4,920	+375	+100%	$13.12	750	16 Mar 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.115 to $13.13 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Content

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $13.115 to $13.13 inclusive. The reporting person undertakes to provide to Gladstone Investment Corporation, any security holder of Gladstone Investment Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.