A. Dullum David - Mar 14, 2023 Form 4 Insider Report for GLADSTONE INVESTMENT CORPORATION\DE (GAIN)

Role
President
Signature
/s/ Michael LiCalsi
Stock symbol
GAIN
Transactions as of
Mar 14, 2023
Transactions value $
$38,520
Form type
4
Date filed
3/15/2023, 02:22 PM
Previous filing
Dec 16, 2022
Next filing
Aug 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIN Common Stock Purchase $38.5K +3K +2.11% $12.84 145K Mar 14, 2023 Direct
holding GAIN Common Stock 1.35K Mar 14, 2023 By Spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.