Thomas Enders - Mar 7, 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Director
Signature
Anthony M. Pepper
Stock symbol
LIN
Transactions as of
Mar 7, 2023
Transactions value $
-$23,453
Form type
4
Date filed
3/9/2023, 11:29 AM
Previous filing
Mar 3, 2022
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $0 +611 +5.28% $0.00 12.2K Mar 8, 2023 Direct F1, F2
transaction LIN Ordinary Shares Tax liability -$23.5K -67 -0.55% $350.05 12.1K Mar 8, 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Restricted Stock Units Options Exercise $0 -611 -100% $0.00* 0 Mar 8, 2023 Ordinary Shares 611 Direct F1, F2
transaction LIN Restricted Stock Units Award $0 +591 $0.00 591 Mar 7, 2023 Ordinary Shares 591 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2 Ordinary shares acquired pursuant to the payout of a restricted stock unit ("RSU") grant made on March 1, 2022.
F3 Ordinary shares withheld from RSU payout to cover tax withholdings.
F4 The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2023 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.