| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Award | $0 | +68.8K | $0.00 | 68.8K | Mar 2, 2023 | Direct | F1 | |
| transaction | SCHW | Common Stock | Tax liability | -$2.61M | -34.1K | -100% | $76.46 | 0 | Mar 2, 2023 | Direct | F2, F3 |
| transaction | SCHW | Common Stock | Sale | -$2.65M | -34.7K | -75.65% | $76.33 | 11.2K | Mar 6, 2023 | by Trust | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022. |
| F2 | The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs. |
| F3 | Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust. |
| F4 | The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022. |
| F5 | This transaction was executed in multiple trades at prices ranging from $75.94 to $76.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
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