Daniel Joseph Houston - Feb 27, 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Clint Woods
Stock symbol
PFG
Transactions as of
Feb 27, 2023
Transactions value $
$0
Form type
4
Date filed
3/1/2023, 05:14 PM
Previous filing
Dec 21, 2022
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 +32K +27.8% $0.00 147K Feb 27, 2023 Direct F1, F2
transaction PFG Common Stock Award $0 +42.2K +28.73% $0.00 189K Feb 27, 2023 Direct F2, F3
holding PFG Common Stock 45.8K Feb 27, 2023 By Trust F4
holding PFG Common Stock 125K Feb 27, 2023 By Trust F5
holding PFG Common Stock 3.77K Feb 27, 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units.
F2 Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3 Settlement of performance-based restricted stock units granted February 24, 2020.
F4 Joan M. Houston 2021 Trust
F5 Daniel J. Houston 2019 DGT Exempt Trust