Daniel Joseph Houston - 27 Feb 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Clint Woods
Issuer symbol
PFG
Transactions as of
27 Feb 2023
Net transactions value
$0
Form type
4
Filing time
01 Mar 2023, 17:14:11 UTC
Previous filing
21 Dec 2022
Next filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 +31,969 +28% $0.000000 146,957 27 Feb 2023 Direct F1, F2
transaction PFG Common Stock Award $0 +42,218 +29% $0.000000 189,175 27 Feb 2023 Direct F2, F3
holding PFG Common Stock 45,823 27 Feb 2023 By Trust F4
holding PFG Common Stock 125,000 27 Feb 2023 By Trust F5
holding PFG Common Stock 3,773 27 Feb 2023 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units.
F2 Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3 Settlement of performance-based restricted stock units granted February 24, 2020.
F4 Joan M. Houston 2021 Trust
F5 Daniel J. Houston 2019 DGT Exempt Trust