John Coll - 25 Feb 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
SVP, Global MSS
Signature
/s/ Eric C. Scroggins, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
25 Feb 2023
Net transactions value
-$60,709
Form type
4
Filing time
28 Feb 2023, 18:35:49 UTC
Previous filing
27 Feb 2023
Next filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +4,120 +21% 23,817 25 Feb 2023 Direct F1
transaction ALSN Common Stock Options Exercise +248 +1% 24,065 25 Feb 2023 Direct F2
transaction ALSN Common Stock Tax liability $60,709 -1,277 -5.3% $47.54 22,788 25 Feb 2023 Direct F3
holding ALSN Common Stock 8,906 25 Feb 2023 By John Coll Living Trust dated 5/2/2005

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -4,120 -100% $0.000000* 0 25 Feb 2023 Common Stock 4,120 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -248 -63% $0.000000 146 25 Feb 2023 Common Stock 248 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.