Rafael Basso - Feb 25, 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Operations
Signature
/s/ Eric C. Scroggins, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 25, 2023
Transactions value $
-$17,590
Form type
4
Date filed
2/28/2023, 06:30 PM
Previous filing
Feb 27, 2023
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +1.05K +49.86% 3.16K Feb 25, 2023 Direct F1
transaction ALSN Common Stock Options Exercise +59 +1.87% 3.22K Feb 25, 2023 Direct F2
transaction ALSN Common Stock Tax liability -$17.6K -370 -11.5% $47.54 2.85K Feb 25, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -1.05K -100% $0.00* 0 Feb 25, 2023 Common Stock 1.05K Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -59 -46.46% $0.00 68 Feb 25, 2023 Common Stock 59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.