James V. Continenza - Feb 26, 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Executive Chairman and CEO, Director
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza
Stock symbol
KODK
Transactions as of
Feb 26, 2023
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 03:37 PM
Previous filing
Feb 21, 2023
Next filing
Dec 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +100K +11.57% $0.00 964K Feb 26, 2023 Direct F1
transaction KODK Common Stock, par value $.01 Options Exercise $0 +100K +10.37% $0.00 1.06M Feb 26, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -100K -50% $0.00 100K Feb 26, 2023 Common Stock, par value $.01 100K $0.00 Direct F1, F2
transaction KODK Restricted Stock Units Options Exercise $0 -100K -33.33% $0.00 200K Feb 26, 2023 Common stock, par value $.01 100K $0.00 Direct F1, F3
transaction KODK Restricted Stock Units Award $0 +300K $0.00 300K Feb 26, 2023 Common stock, par value $.01 300K $0.00 Direct F1, F4
holding KODK Phantom Stock 242K Feb 26, 2023 Common Stock, par value $.01 242K $0.00 Direct F5
holding KODK Stock Option (Right to Buy) 982K Feb 26, 2023 Common Stock, par value $.01 982K $3.03 Direct F6
holding KODK Stock Option (Right to Buy) 299K Feb 26, 2023 Common Stock, par value $.01 299K $4.53 Direct F6
holding KODK Stock Option (Right to Buy) 299K Feb 26, 2023 Common Stock, par value $.01 299K $6.03 Direct F6
holding KODK Stock Option (Right to Buy) 171K Feb 26, 2023 Common Stock, par value $.01 171K $12.00 Direct F6
holding KODK Stock Option (Right to Buy) 1.15M Feb 26, 2023 Common Stock, par value $.01 1.15M $3.03 Direct F6
holding KODK Stock Option (Right to Buy) 350K Feb 26, 2023 Common Stock, par value $.01 350K $4.53 Direct F6
holding KODK Stock Option (Right to Buy) 350K Feb 26, 2023 Common Stock, par value $.01 350K $6.03 Direct F6
holding KODK Stock Option (Right to Buy) 200K Feb 26, 2023 Common Stock, par value $.01 200K $12.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest on 2/26/2024.
F3 100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest in substantially equal installments on each of 2/26/2024 and 2/26/2025.
F4 These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2024, 2/26/2025 and 2/26/2026.
F5 Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F6 This option is fully vested as of the date of this report.