Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HUM | Humana Common | Options Exercise | $0 | +3.04K | +108.38% | $0.00 | 5.84K | Feb 24, 2023 | Direct | F13 |
transaction | HUM | Humana Common | Tax liability | -$574K | -1.13K | -19.25% | $510.24 | 4.72K | Feb 24, 2023 | Direct | F14 |
holding | HUM | Humana Common | 2.14K | Feb 24, 2023 | See Footnote | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HUM | Options | Award | $0 | +6.81K | $0.00 | 6.81K | Feb 24, 2023 | Humana Common | 6.81K | $510.24 | Direct | F6 | |
transaction | HUM | Restricted Stock Units | Award | $0 | +1.76K | $0.00 | 1.76K | Feb 24, 2023 | Humana Common | 1.76K | Direct | F7, F11 | ||
holding | HUM | Options | 1.86K | Feb 24, 2023 | Humana Common | 1.86K | $350.79 | Direct | F2 | |||||
holding | HUM | Options | 3.02K | Feb 24, 2023 | Humana Common | 3.02K | $376.61 | Direct | F3 | |||||
holding | HUM | Options | 3.79K | Feb 24, 2023 | Humana Common | 3.79K | $428.68 | Direct | F4 | |||||
holding | HUM | Options | 5.56K | Feb 24, 2023 | Humana Common | 5.56K | $425.06 | Direct | F5 | |||||
holding | HUM | Restricted Stock Units | 367 | Feb 24, 2023 | Humana Common | 367 | Direct | F7, F8 | ||||||
holding | HUM | Restricted Stock Units | 622 | Feb 24, 2023 | Humana Common | 622 | Direct | F7, F9 | ||||||
holding | HUM | Restricted Stock Units | 1.02K | Feb 24, 2023 | Humana Common | 1.02K | Direct | F7, F10 | ||||||
holding | HUM | Phantom Stock Units | 321 | Feb 24, 2023 | Humana Common | 321 | See Footnote. | F11, F12 |
Id | Content |
---|---|
F1 | Shares held for the benefit of the reporting person as of January 31, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
F2 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
F4 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. |
F5 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. |
F6 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |
F7 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
F8 | Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
F9 | Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24. |
F10 | Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
F11 | Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
F12 | Phantom Stock Units held for the benefit of reporting person as of January 31, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. |
F13 | Performance Stock Units vested on 2/24/23, not required to be reported until vest. |
F14 | Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23. |