Eric C. Scroggins - Feb 21, 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Gen. Counsel & Secretary
Signature
/s/ Eric C. Scroggins
Stock symbol
ALSN
Transactions as of
Feb 21, 2023
Transactions value $
-$80,510
Form type
4
Date filed
2/23/2023, 03:12 PM
Previous filing
Feb 21, 2023
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $139K +5.88K +969.97% $23.59 6.48K Feb 21, 2023 Direct
transaction ALSN Common Stock Options Exercise $163K +4.4K +67.87% $37.11 10.9K Feb 21, 2023 Direct
transaction ALSN Common Stock Options Exercise $251K +5.79K +53.16% $43.30 16.7K Feb 21, 2023 Direct
transaction ALSN Common Stock Options Exercise $232K +5.38K +32.26% $43.13 22.1K Feb 21, 2023 Direct
transaction ALSN Common Stock Sale -$593K -12.3K -55.62% $48.33 9.79K Feb 21, 2023 Direct F1
transaction ALSN Common Stock Sale -$272K -5.54K -56.62% $49.15 4.25K Feb 21, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -5.88K -100% $0.00* 0 Feb 21, 2023 Common Stock 5.88K $23.59 Direct F3
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -4.4K -100% $0.00* 0 Feb 21, 2023 Common Stock 4.4K $37.11 Direct F4
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -5.79K -100% $0.00* 0 Feb 21, 2023 Common Stock 5.79K $43.30 Direct F5
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -5.38K -66.67% $0.00 2.69K Feb 21, 2023 Common Stock 5.38K $43.13 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.6926 to $48.6800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.6900 to $49.5250. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The options vested on February 17, 2019.
F4 The options vested on February 22, 2020.
F5 The options vested on February 7, 2021.
F6 The options vest in three equal annual intallments beginning on February 10, 2022.