Jason Griffin New - Feb 16, 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Director
Signature
/s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New
Stock symbol
KODK
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
4
Date filed
2/21/2023, 03:45 PM
Previous filing
Jun 24, 2022
Next filing
Mar 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KODK Common Stock, par value $.01 85.9K Feb 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -21.1K -100% 0 Feb 16, 2023 Common Stock, par value $.01 21.1K $3.03 Direct F2
transaction KODK Stock Option (Right to Buy) Award +21.1K 21.1K Feb 16, 2023 Common Stock, par value $.01 21.1K $3.03 Direct F2
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -6.42K -100% 0 Feb 16, 2023 Common Stock, par value $.01 6.42K $4.53 Direct F2
transaction KODK Stock Option (Right to Buy) Award +6.42K 6.42K Feb 16, 2023 Common Stock, par value $.01 6.42K $4.53 Direct F2
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -6.42K -100% 0 Feb 16, 2023 Common Stock, par value $.01 6.42K $6.03 Direct F2
transaction KODK Stock Option (Right to Buy) Award +6.42K 6.42K Feb 16, 2023 Common Stock, par value $.01 6.42K $6.03 Direct F2
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -3.67K -100% 0 Feb 16, 2023 Common Stock, par value $.01 3.67K $12.00 Direct F2
transaction KODK Stock Option (Right to Buy) Award +3.67K 3.67K Feb 16, 2023 Common Stock, par value $.01 3.67K $12.00 Direct F2
holding KODK Restricted Stock Units 22.1K Feb 16, 2023 Common Stock, par value $.01 22.1K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders, except as otherwise provided in the award notice.
F2 The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.