Jason Griffin New - 16 Feb 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Director
Signature
/s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New
Issuer symbol
KODK
Transactions as of
16 Feb 2023
Net transactions value
$0
Form type
4
Filing time
21 Feb 2023, 15:45:24 UTC
Previous filing
24 Jun 2022
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KODK Common Stock, par value $.01 85,894 16 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -21,081 -100% 0 16 Feb 2023 Common Stock, par value $.01 21,081 $3.03 Direct F2
transaction KODK Stock Option (Right to Buy) Award +21,081 21,081 16 Feb 2023 Common Stock, par value $.01 21,081 $3.03 Direct F2
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -6,416 -100% 0 16 Feb 2023 Common Stock, par value $.01 6,416 $4.53 Direct F2
transaction KODK Stock Option (Right to Buy) Award +6,416 6,416 16 Feb 2023 Common Stock, par value $.01 6,416 $4.53 Direct F2
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -6,416 -100% 0 16 Feb 2023 Common Stock, par value $.01 6,416 $6.03 Direct F2
transaction KODK Stock Option (Right to Buy) Award +6,416 6,416 16 Feb 2023 Common Stock, par value $.01 6,416 $6.03 Direct F2
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -3,666 -100% 0 16 Feb 2023 Common Stock, par value $.01 3,666 $12.00 Direct F2
transaction KODK Stock Option (Right to Buy) Award +3,666 3,666 16 Feb 2023 Common Stock, par value $.01 3,666 $12.00 Direct F2
holding KODK Restricted Stock Units 22,075 16 Feb 2023 Common Stock, par value $.01 22,075 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders, except as otherwise provided in the award notice.
F2 The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.