Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | KODK | Common Stock, par value $.01 | 142K | Feb 16, 2023 | Direct | ||||||
holding | KODK | Common Stock, par value $.01 | 2.52M | Feb 16, 2023 | Owned by KF Investors LLC | F1 | |||||
holding | KODK | Common Stock, par value $.01 | 1.57M | Feb 16, 2023 | Owned by Momar Corporation | F2 | |||||
holding | KODK | Common Stock, par value $.01 | 7.6K | Feb 16, 2023 | Owned by United Equities Commodities Company | F3 | |||||
holding | KODK | Common Stock, par value $.01 | 87.7K | Feb 16, 2023 | Owned by Marneu Holding Company | F4 | |||||
holding | KODK | Common Stock, par value $.01 | 48.9K | Feb 16, 2023 | Owned by 111 John Realty Corp. | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KODK | Stock Option (Right to Buy) | Disposed to Issuer | -25.3K | -100% | 0 | Feb 16, 2023 | Common Stock, par value $.01 | 25.3K | $3.03 | Direct | F8 | ||
transaction | KODK | Stock Option (Right to Buy) | Award | +25.3K | 25.3K | Feb 16, 2023 | Common Stock, par value $.01 | 25.3K | $3.03 | Direct | F8 | |||
transaction | KODK | Stock Option (Right to Buy) | Disposed to Issuer | -7.7K | -100% | 0 | Feb 16, 2023 | Common Stock, par value $.01 | 7.7K | $4.53 | Direct | F8 | ||
transaction | KODK | Stock Option (Right to Buy) | Award | +7.7K | 7.7K | Feb 16, 2023 | Common Stock, par value $.01 | 7.7K | $4.53 | Direct | F8 | |||
transaction | KODK | Stock Option (Right to Buy) | Disposed to Issuer | -7.7K | -100% | 0 | Feb 16, 2023 | Common Stock, par value $.01 | 7.7K | $6.03 | Direct | F8 | ||
transaction | KODK | Stock Option (Right to Buy) | Award | +7.7K | 7.7K | Feb 16, 2023 | Common Stock, par value $.01 | 7.7K | $6.03 | Direct | F8 | |||
transaction | KODK | Stock Option (Right to Buy) | Disposed to Issuer | -4.4K | -100% | 0 | Feb 16, 2023 | Common Stock, par value $.01 | 4.4K | $12.00 | Direct | F8 | ||
transaction | KODK | Stock Option (Right to Buy) | Award | +4.4K | 4.4K | Feb 16, 2023 | Common Stock, par value $.01 | 4.4K | $12.00 | Direct | F8 | |||
holding | KODK | Phantom Stock | 60.5K | Feb 16, 2023 | Common Stock, par value $.01 | 60.5K | $0.00 | Direct | F6 | |||||
holding | KODK | Restricted Stock Units | 22.1K | Feb 16, 2023 | Common Stock, par value $.01 | 22.1K | $0.00 | Direct | F7 |
Id | Content |
---|---|
F1 | Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein. |
F2 | Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. |
F3 | Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein. |
F4 | Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein. |
F5 | Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. |
F6 | Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |
F7 | These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders, except as otherwise provided in the award notice. |
F8 | The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. |