Vicky Hahne - Feb 16, 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Financial Officer
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
4
Date filed
2/21/2023, 03:27 PM
Previous filing
May 19, 2022
Next filing
Aug 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 13.3K Feb 16, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +5.07K $0.00 5.07K Feb 16, 2023 Common Stock 5.07K $11.55 Direct F12
holding CELC Stock Option (right to buy) 37.5K Feb 16, 2023 Common Stock 37.5K $8.40 Direct F2
holding CELC Stock Option (right to buy) 3K Feb 16, 2023 Common Stock 3K $5.50 Direct F2
holding CELC Stock Option (right to buy) 932 Feb 16, 2023 Common Stock 932 $5.50 Direct F2
holding CELC Stock Option (right to buy) 3K Feb 16, 2023 Common Stock 3K $5.50 Direct F3
holding CELC Stock Option (right to buy) 10K Feb 16, 2023 Common Stock 10K $5.90 Direct F4
holding CELC Stock Option (right to buy) 1.12K Feb 16, 2023 Common Stock 1.12K $5.50 Direct F5
holding CELC Stock Option (right to buy) 1.3K Feb 16, 2023 Common Stock 1.3K $5.50 Direct F6
holding CELC Stock Option (right to buy) 1.2K Feb 16, 2023 Common Stock 1.2K $5.50 Direct F7
holding CELC Stock Option (right to buy) 3.81K Feb 16, 2023 Common Stock 3.81K $5.50 Direct F8
holding CELC Stock Option (right to buy) 15K Feb 16, 2023 Common Stock 15K $5.50 Direct F9
holding CELC Stock Option (right to buy) 821 Feb 16, 2023 Common Stock 821 $5.50 Direct F10
holding CELC Stock Option (right to buy) 31.9K Feb 16, 2023 Common Stock 31.9K $5.50 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 394 shares acquired on October 31, 2022 pursuant to the Issuer's Employee Stock Purchase Plan.
F2 Fully vested.
F3 750 shares vest on 8/12/20; the remaining 2,250 shares vest 1/36th per month thereafter.
F4 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.
F5 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.
F6 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.
F7 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.
F8 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.
F9 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.
F10 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.
F11 These shares vest in equal amounts over fourteen (14) months, beginning June 1, 2022.
F12 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.