| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HPE | Common Stock | 50.6K | Feb 6, 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HPE | Restricted Stock Units | Feb 6, 2023 | Common Stock | 11.4K | Direct | F1, F2 | |||||||
| holding | HPE | Restricted Stock Units | Feb 6, 2023 | Common Stock | 20.5K | Direct | F1, F3 | |||||||
| holding | HPE | Restricted Stock Units | Feb 6, 2023 | Common Stock | 108K | Direct | F1, F4 | |||||||
| holding | HPE | Employee Stock Option (right to buy) | Feb 6, 2023 | Common Stock | 14.2K | $8.83 | Direct | F5, F6, F7 | ||||||
| holding | HPE | Employee Stock Option (right to buy) | Feb 6, 2023 | Common Stock | 13.4K | $14.67 | Direct | F5, F6, F7 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F2 | On 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. The vesting amounts and number of derivative securities reflect the reporting person's early retirement eligibility and early withholding of 760 RSUs for payment of FICA taxes on 12/15/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 802.4784 dividend equivalent rights accrued but not released since the grant date. |
| F3 | On 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities reflect the reporting person's early retirement eligibility and early withholding of 946 RSUs for payment of FICA taxes on 12/15/22. The number of units reported in Column 3 includes 825.2997 dividend equivalent rights accrued but not released since the grant date. |
| F4 | On 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 783.6693 dividend equivalent rights accrued but not released since the grant date. |
| F5 | As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments. |
| F6 | This option became exercisable beginning on this date and is fully vested. |
| F7 | This option is no longer exercisable beginning on this date. |