Elizabeth A. Socci - Feb 14, 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
VP & Chief Accounting Officer
Signature
James D. Dee/POA
Stock symbol
CRS
Transactions as of
Feb 14, 2023
Transactions value $
-$56,072
Form type
4
Date filed
2/16/2023, 02:53 PM
Previous filing
Aug 19, 2022
Next filing
Jul 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $48.8K +1.33K +11.28% $36.82 13.1K Feb 14, 2023 Direct
transaction CRS Common Stock Options Exercise $45.1K +1.16K +8.83% $39.02 14.2K Feb 14, 2023 Direct
transaction CRS Common Stock Options Exercise $40.1K +991 +6.96% $40.43 15.2K Feb 14, 2023 Direct
transaction CRS Common Stock Options Exercise $99.3K +2.25K +14.78% $44.13 17.5K Feb 14, 2023 Direct
transaction CRS Common Stock Sale -$289K -5.72K -32.74% $50.56 11.8K Feb 14, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Employee Stock Option (right to buy) Options Exercise $0 -1.33K -100% $0.00* 0 Feb 14, 2023 Common Stock 1.33K $36.82 Direct F2
transaction CRS Employee Stock Option (right to buy) Options Exercise $0 -1.16K -100% $0.00* 0 Feb 14, 2023 Common Stock 1.16K $39.02 Direct F3
transaction CRS Employee Stock Option (right to buy) Options Exercise $0 -991 -100% $0.00* 0 Feb 14, 2023 Common Stock 991 $40.43 Direct F4
transaction CRS Employee Stock Option (right to buy) Options Exercise $0 -2.25K -100% $0.00* 0 Feb 14, 2023 Common Stock 2.25K $44.13 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.40 per share to a high of $50.69 per share.
F2 The option vested in three equal installments on August 3, 2016, 2017 and 2018.
F3 The option vested in three equal installments on August 1, 2017, 2018 and 2019.
F4 The option vested in three equal installments on July 31, 2018, 2019 and 2020.
F5 The option vested in three equal installments on August 15, 2020, 2021 and 2022.