Sanjiv Lamba - Feb 13, 2023 Form 4 Insider Report for LINDE PLC (LIN)

Signature
Anthony M. Pepper as attorney-in-fact
Stock symbol
LIN
Transactions as of
Feb 13, 2023
Transactions value $
$0
Form type
4
Date filed
2/15/2023, 03:12 PM
Previous filing
May 27, 2022
Next filing
Mar 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LIN Ordinary Shares 47.1K Feb 13, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Deferred Stock Units Award $0 +144 $0.00 144 Feb 13, 2023 Ordinary Shares 144 $143.57 Direct F8, F9
holding LIN Restricted Stock Units 6.34K Feb 13, 2023 Ordinary Shares 6.34K Direct F1
holding LIN Restricted Stock Units 3.9K Feb 13, 2023 Ordinary Shares 3.9K Direct F2
holding LIN Restricted Stock Units 3.09K Feb 13, 2023 Ordinary Shares 3.09K Direct F3
holding LIN Stock Options (right to buy) 54.9K Feb 13, 2023 Ordinary Shares 54.9K $270.99 Direct F4
holding LIN Stock Option (right to buy) 41K Feb 13, 2023 Ordinary Shares 41K $253.68 Direct F5
holding LIN Stock Option (right to buy) 37.6K Feb 13, 2023 Ordinary Shares 37.6K $173.13 Direct F6
holding LIN Stock Option (right to buy) 40.5K Feb 13, 2023 Ordinary Shares 40.5K $176.63 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F2 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F3 Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
F4 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F5 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F6 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F7 Stock options have been granted pursuant to the Business Combination Agreement among Praxair, Inc., Linde AG, Linde plc and certain of their affiliates, dated June 1, 2017, as amended (the "BCA"). The stock options replace certain previously granted equity awards granted by Linde AG that were terminated in connection with the closing of the Business Combination of Praxair, Inc. and Linde AG that occurred on October 31, 2018. A more detailed explanation of these stock option replacement awards is discussed in the Linde plc Registration Statement on Form S-4 (Amendment No. 4) filed with the SEC on August 11, 2017 under the section titled "The Business Combination - Interests of Directors, Board Members and Executive Officers in the Business Combination - Linde AG - Treatment of Equity Awards" on pages 183-187.
F8 Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F9 Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.