John A. Scarlett - Feb 8, 2023 Form 4 Insider Report for GERON CORP (GERN)

Role
Chairman, President and CEO, Director
Signature
/s/ Olivia Bloom for John A. Scarlett
Stock symbol
GERN
Transactions as of
Feb 8, 2023
Transactions value $
-$2,059,133
Form type
4
Date filed
2/10/2023, 08:47 PM
Previous filing
Feb 18, 2022
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GERN Common Stock Options Exercise $670K +447K $1.50 447K Feb 8, 2023 Direct F2
transaction GERN Common Stock Sale -$1.38M -447K -100% $3.08 0 Feb 8, 2023 Direct F2
transaction GERN Common Stock Options Exercise $670K +447K $1.50 447K Feb 9, 2023 Direct F2
transaction GERN Common Stock Sale -$1.35M -447K -100% $3.03 0 Feb 9, 2023 Direct F2
transaction GERN Common Stock Options Exercise $670K +447K $1.50 447K Feb 10, 2023 Direct F2
transaction GERN Common Stock Sale -$1.34M -447K -100% $3.00 0 Feb 10, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GERN Employee Stock Option (right to buy) Options Exercise $0 -447K -100% $0.00* 0 Feb 8, 2023 Common Stock 447K $1.50 Direct F1, F2
transaction GERN Employee Stock Option (right to buy) Options Exercise $0 -447K -100% $0.00* 0 Feb 9, 2023 Common Stock 447K $1.50 Direct F1, F2
transaction GERN Employee Stock Option (right to buy) Options Exercise $0 -447K -100% $0.00* 0 Feb 10, 2023 Common Stock 447K $1.50 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option was fully vested.
F2 These transactions reflect exercises and sales of options due to expire on February 13, 2023 and were conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on January 9, 2023.