JON MORAMARCO - 07 Feb 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Interim CEO, Director
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Jon Moramarco
Issuer symbol
N/A
Transactions as of
07 Feb 2023
Net transactions value
$0
Form type
4
Filing time
09 Feb 2023, 18:46:00 UTC
Previous filing
01 Dec 2022
Next filing
22 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Award $0 +100,000 +344% $0.000000 129,050 07 Feb 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted pursuant to the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs vest on 02/07/2024 and become payable upon the Reporting Person's separation from service.
F2 Due to an administrative error, the Reporting Person's previous Form 4 erroneously stated that the Reporting Person was granted 10,478 shares of restricted stock. The Reporting Person was granted 10,478 RSUs.
F3 Includes 117,550 RSUs consisting of the following: (i) 7,072 RSUs that were granted to the Reporting Person on 04/07/2022 that vest in full on 04/07/2023; (ii) 10,478 RSUs that were granted to the Reporting Person on 11/30/2022 that vest in full on 11/30/2023; and (iii) 100,000 RSUs that were granted to the Reporting Person on 02/07/2023 that vest in full on 02/07/2024 and become payable upon the Reporting Person's separation from service.