George Renaudin II - Feb 1, 2023 Form 3/A - Amendment Insider Report for HUMANA INC (HUM)

Role
President, Medicare & Medicaid
Signature
George Renaudin II
Stock symbol
HUM
Transactions as of
Feb 1, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
2/8/2023, 02:25 PM
Date Of Original Report
Feb 1, 2023
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 0 Feb 1, 2023 Direct
holding HUM Humana Common 474 Feb 1, 2023 See Footnote F1, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Restricted Stock Units Feb 1, 2023 Humana Common 241 $0.00 Direct F2, F3
holding HUM Restricted Stock Units Feb 1, 2023 Humana Common 1.24K $0.00 Direct F2, F4
holding HUM Restricted Stock Units Feb 1, 2023 Humana Common 459 $0.00 Direct F2, F5
holding HUM Restricted Stock Units Feb 1, 2023 Humana Common 609 $0.00 Direct F2, F6
holding HUM Phantom Stock Units Feb 1, 2023 Humana Common 148 $0.00 See Footnote F7, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held for the benefit of reporting person as of January 31, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Amount reported is what remains unvested.
F4 Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
F5 Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Amount reported is what remains unvested.
F6 Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
F7 Phantom Stock Units held for the benefit of reporting person as of January 31, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
F8 This form is being amended due to an administrative error that incorrectly reported the amount of indirect shares owned in Humana Retirement Savings Plan (see footnote 1). Shares reported on this form are correct as of 1/31/23.
F9 This form is being amended due to an administrative error that incorrectly reported the amount of indirect shares owned in Humana Retirement Equalization Plan (see footnote 7). Shares reported on this form are correct as of 1/31/23.