George Renaudin II - Feb 1, 2023 Form 3/A - Amendment Insider Report for HUMANA INC (HUM)

Role: President, Medicare & Medicaid
Signature: George Renaudin II
Stock symbol: HUM
Transactions as of: Feb 1, 2023
Transactions value $: $0
Form type: 3/A - Amendment
Date filed: 2/8/2023, 02:25 PM
Date Of Original Report: Feb 1, 2023
Next filing: Feb 28, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						0	Feb 1, 2023	Direct
holding	HUM	Humana Common						474	Feb 1, 2023	See Footnote	F1, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HUM	Restricted Stock Units							Feb 1, 2023	Humana Common	241	$0.00	Direct	F2, F3
holding	HUM	Restricted Stock Units							Feb 1, 2023	Humana Common	1.24K	$0.00	Direct	F2, F4
holding	HUM	Restricted Stock Units							Feb 1, 2023	Humana Common	459	$0.00	Direct	F2, F5
holding	HUM	Restricted Stock Units							Feb 1, 2023	Humana Common	609	$0.00	Direct	F2, F6
holding	HUM	Phantom Stock Units							Feb 1, 2023	Humana Common	148	$0.00	See Footnote	F7, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held for the benefit of reporting person as of January 31, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3	Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Amount reported is what remains unvested.
F4	Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
F5	Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Amount reported is what remains unvested.
F6	Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
F7	Phantom Stock Units held for the benefit of reporting person as of January 31, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
F8	This form is being amended due to an administrative error that incorrectly reported the amount of indirect shares owned in Humana Retirement Savings Plan (see footnote 1). Shares reported on this form are correct as of 1/31/23.
F9	This form is being amended due to an administrative error that incorrectly reported the amount of indirect shares owned in Humana Retirement Equalization Plan (see footnote 7). Shares reported on this form are correct as of 1/31/23.