Dana Matzen - 29 Jan 2023 Form 4 Insider Report for IntelGenx Technologies Corp.

Role
VP Business & Corp. Dev
Signature
/s/ Ingrid Zerbe for Dana Matzen
Issuer symbol
N/A
Transactions as of
29 Jan 2023
Net transactions value
$0
Form type
4
Filing time
31 Jan 2023, 17:26:16 UTC
Previous filing
22 Sep 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +12,500 +2.7% $0.000000 472,470 29 Jan 2023 Common Stock 12,500 $0.2400 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +12,500 +2.6% $0.000000 484,970 29 Jan 2023 Common Stock 12,500 $0.2400 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +12,500 +2.6% $0.000000 497,470 29 Jan 2023 Common Stock 12,500 $0.2400 Direct F1
transaction IGXT Options (right to buy) p.v.0.00001 Award $0 +12,500 +2.5% $0.000000 509,970 29 Jan 2023 Common Stock 12,500 $0.2400 Direct F1
transaction IGXT Restricted Share Units (p.v.0.00001) Award $0 +50,000 $0.000000 50,000 29 Jan 2023 Common Stock 50,000 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award vests as follows: 25% on each of January 29, 2024; 2025; 2026 and 2027, each vesting subject to acceleration upon Issuer's common stock achieving a specified price per share.
F2 Each performance right represents a contingent right to receive one share of Issuer's common stock. The performance rights vest upon Issuer's common stock achieving a specified price per share.