Jeffrey A. Stopko - Jan 27, 2023 Form 4 Insider Report for AMERISERV FINANCIAL INC /PA/ (ASRV)

Role
President & CEO ASRV & Bank
Signature
Sharon M. Callihan - Attorney-in-Fact
Stock symbol
ASRV
Transactions as of
Jan 27, 2023
Transactions value $
$14,583
Form type
4
Date filed
1/27/2023, 10:24 AM
Previous filing
Feb 1, 2023
Next filing
Feb 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRV Common Stock Options Exercise $14.6K +4.52K +4.27% $3.23 110K Jan 27, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRV Common Stock (Right to Buy) Options Exercise $0 -4.52K -14.36% $0.00 26.9K Jan 27, 2023 Common Stock 4.52K $3.23 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 49,680 shares are held jointly with Mr. Stopko's wife.
F2 The options vest in three equal annual installments beginning on 3/15/14 subject to acceleration or forfeiture in certain specified circumstances.