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Signature
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/s/ Kristopher R. Tate, Attorney-in-fact
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Stock symbol
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SCHW
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Transactions as of
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Jan 18, 2023
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Transactions value $
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-$2,563,670
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Form type
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4
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Date filed
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1/20/2023, 03:30 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SCHW |
Common Stock |
Options Exercise |
$1.54M |
+51.1K |
|
$30.17 |
0 |
Jan 18, 2023 |
Direct |
F1 |
transaction |
SCHW |
Common Stock |
Sale |
-$3.2M |
-40K |
-78.18% |
$80.15 |
11.2K |
Jan 18, 2023 |
by Trust |
F1, F2, F3 |
transaction |
SCHW |
Common Stock |
Sale |
-$902K |
-11.2K |
-100% |
$80.83 |
0 |
Jan 18, 2023 |
by Trust |
F1, F2, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
SCHW |
Nonqualified Stock Option (right to buy) |
Options Exercise |
$0 |
-51.1K |
-100% |
$0.00* |
0 |
Jan 18, 2023 |
Common Stock |
51.1K |
$30.17 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
Officer title: Managing Director, Head of Investor Services and Marketing