Jeanne K. Mason - Jan 17, 2023 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
SVP, Human Resources
Signature
/s/ Matthew Rice, as attorney in-fact for Jeanne K. Mason
Stock symbol
BAX
Transactions as of
Jan 17, 2023
Transactions value $
-$409,202
Form type
4
Date filed
1/19/2023, 03:36 PM
Previous filing
Mar 4, 2022
Next filing
Feb 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Options Exercise $2.25M +59.5K +47.12% $37.82 186K Jan 17, 2023 Direct F1
transaction BAX Common Stock, $1 par value Sale -$2.66M -59.5K -32.03% $44.70 126K Jan 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -19.8K -33.33% $0.00 39.7K Jan 17, 2023 Common Stock, $1 par value 19.8K $37.82 Direct F1
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -19.8K -50% $0.00 19.8K Jan 17, 2023 Common Stock, $1 par value 19.8K $37.82 Direct F1
transaction BAX Stock Option (Right to Buy) Options Exercise $0 -19.8K -100% $0.00* 0 Jan 17, 2023 Common Stock, $1 par value 19.8K $37.82 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Ms. Mason on June 16, 2022 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 3, 2023.
F2 Price reflects weighted average sales price. Range of prices for transactions are $44.25 through $45.10. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.