IlWaddi Holdings - Jan 3, 2023 Form 3 Insider Report for Alvarium Tiedemann Holdings, Inc. (ALTI)

Role: 10%+ Owner
Signature: /s/ H.E. Sheikh Jassim Abdulaziz J.H. Al-Thani, for IlWaddi Cayman Holdings, Inc, By: Sheikh Jassim Abdulaziz J.H. Al-Thani, as sole owner
Stock symbol: ALTI
Transactions as of: Jan 3, 2023
Transactions value $: $0
Form type: 3
Date filed: 1/13/2023, 04:04 PM
Next filing: Jun 9, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALTI	Class A Common Stock						17.3M	Jan 3, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALTI	Warrants to purchase Class A Common Stock							Jan 3, 2023	Class A Common Stock	1.1M	$11.50	Direct	F1
holding	ALTI	Option (right to buy)							Jan 3, 2023	Class A Common Stock	1.45M	$11.50	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	H.E. Sheikh Jassim Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Cayman Holdings.
F2	The Option may be exercised only during the period commencing on the earlier to occur of (A) one year after the date of the closing of the Issuer's business combination completed on January 3, 2023 (the "Business Combination") or (B) such time, at least 150 days after the closing of the Business Combination, that the closing price of the shares of Class A Common Stock equals or exceeds $12.00 per share (as adjusted for share splits, share dividends, reorganizations and recapitalizations) for any 20 trading days within any 30-trading day period and terminating at 5:00 p.m., New York City time on the date that is five years after the closing of the Business Combination.

Content

H.E. Sheikh Jassim Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Cayman Holdings.

The Option may be exercised only during the period commencing on the earlier to occur of (A) one year after the date of the closing of the Issuer's business combination completed on January 3, 2023 (the "Business Combination") or (B) such time, at least 150 days after the closing of the Business Combination, that the closing price of the shares of Class A Common Stock equals or exceeds $12.00 per share (as adjusted for share splits, share dividends, reorganizations and recapitalizations) for any 20 trading days within any 30-trading day period and terminating at 5:00 p.m., New York City time on the date that is five years after the closing of the Business Combination.