Paul S. Walsh - Jan 10, 2023 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Director
Signature
/s/ Patrick A. Roney, Attorney-in-Fact for Paul S. Walsh
Stock symbol
VWE
Transactions as of
Jan 10, 2023
Transactions value $
$0
Form type
4
Date filed
1/11/2023, 03:31 PM
Previous filing
Jan 4, 2023
Next filing
Apr 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Other $0 +84.4K +63.52% $0.00 217K Jan 10, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Warrants to purchase common stock Other $0 +14.4K +100% $0.00 28.7K Jan 10, 2023 Common stock 14.4K $11.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
F2 Includes 20,956 RSUs that vest on 11/30/2023.
F3 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.