Paul S. Walsh - 10 Jan 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Director
Signature
/s/ Patrick A. Roney, Attorney-in-Fact for Paul S. Walsh
Issuer symbol
N/A
Transactions as of
10 Jan 2023
Net transactions value
$0
Form type
4
Filing time
11 Jan 2023, 15:31:56 UTC
Previous filing
04 Jan 2023
Next filing
06 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Other $0 +84,388 +64% $0.000000 217,232 10 Jan 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Warrants to purchase common stock Other $0 +14,351 +100% $0.000000 28,702 10 Jan 2023 Common stock 14,351 $11.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
F2 Includes 20,956 RSUs that vest on 11/30/2023.
F3 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.