Amy Christine Friedrich - 03 Jan 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: President - USIS
Signature: Clint Woods
Issuer symbol: PFG
Transactions as of: 03 Jan 2023
Net transactions value: -$543,213
Form type: 4
Filing time: 05 Jan 2023, 11:02:13 UTC
Previous filing: 21 Dec 2022
Next filing: 01 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$5,133	+100	+0.2%	$51.33	50,894	03 Jan 2023	Direct
transaction	PFG	Common Stock	Disposed to Issuer	$8,500	-100	-0.2%	$85.00	50,794	03 Jan 2023	Direct	F1
transaction	PFG	Common Stock	Award	$322,866	+6,290	+12%	$51.33	57,084	04 Jan 2023	Direct
transaction	PFG	Common Stock	Disposed to Issuer	$534,713	-6,290	-11%	$85.01	50,794	04 Jan 2023	Direct	F1, F2
holding	PFG	Common Stock						3,103	03 Jan 2023	By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	$5,133	-100	-4.7%	$51.33	2,030	03 Jan 2023	Common Stock	100	$51.33	Direct
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	$104,200	-2,030	-100%	$51.33	0	04 Jan 2023	Common Stock	2,030	$51.33	Direct
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	$109,333	-2,130	-100%	$51.33	0	04 Jan 2023	Common Stock	2,130	$51.33	Direct
transaction	PFG	Employee Stock Option (Right to Buy)	Options Exercise	$109,333	-2,130	-100%	$51.33	0	04 Jan 2023	Common Stock	2,130	$51.33	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.15, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Content

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.15, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.