Laurie L. Dotter - Dec 30, 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Stock symbol
SWKH
Transactions as of
Dec 30, 2022
Transactions value $
$13,742
Form type
4
Date filed
1/4/2023, 04:16 PM
Previous filing
Oct 4, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $13.7K +779 +16.03% $17.64 5.64K Dec 30, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date.