David S. Graziosi - Jan 3, 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chairman and CEO
Signature
/s/Jacalyn C. Bolles, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Jan 3, 2023
Transactions value $
-$2,140,195
Form type
4
Date filed
1/4/2023, 03:03 PM
Previous filing
Dec 2, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +97.3K +73.25% 230K Jan 3, 2023 Direct F1
transaction ALSN Common Stock Options Exercise +26.8K +11.63% 257K Jan 3, 2023 Direct F1
transaction ALSN Common Stock Tax liability -$2.14M -51.4K -20.02% $41.60 206K Jan 3, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Performance Stock Units Options Exercise $0 -97.3K -100% $0.00* 0 Jan 3, 2023 Common Stock 97.3K Direct F1
transaction ALSN Performance Stock Units Options Exercise $0 -26.8K -100% $0.00* 0 Jan 3, 2023 Common Stock 26.8K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.