David S. Graziosi - 03 Jan 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chairman and CEO
Signature
/s/Jacalyn C. Bolles, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
03 Jan 2023
Net transactions value
-$2,140,195
Form type
4
Filing time
04 Jan 2023, 15:03:05 UTC
Previous filing
02 Dec 2022
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +97,342 +73% 230,232 03 Jan 2023 Direct F1
transaction ALSN Common Stock Options Exercise +26,769 +12% 257,001 03 Jan 2023 Direct F1
transaction ALSN Common Stock Tax liability $2,140,195 -51,447 -20% $41.60 205,554 03 Jan 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Performance Stock Units Options Exercise $0 -97,342 -100% $0.000000* 0 03 Jan 2023 Common Stock 97,342 Direct F1
transaction ALSN Performance Stock Units Options Exercise $0 -26,769 -100% $0.000000* 0 03 Jan 2023 Common Stock 26,769 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.