Frank A. Damelio - 03 Jan 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
Frank A. D'Amelio
Issuer symbol
HUM
Transactions as of
03 Jan 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2023, 14:44:50 UTC
Previous filing
01 Mar 2022
Next filing
12 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 11,218 03 Jan 2023 Direct F5
holding HUM Humana Common 9,416 03 Jan 2023 See Footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Award $0 +380 $0.000000 380 03 Jan 2023 Humana Common 380 Direct F4
holding HUM Restricted Stock Units 24,467 03 Jan 2023 Humana Common 24,467 Direct F1
holding HUM Restricted Stock Units 2,467 03 Jan 2023 Humana Common 2,467 Direct F2
holding HUM Restricted Stock Units 318 03 Jan 2023 Humana Common 318 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2 Director's cash fee elected to be converted into stock units, deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis (over a five-year period), exempt pursuant to Rule 16(b)-3(d)(1).
F3 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F4 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/23.
F5 Direct shares reported were transferred proportionately into joint investment account with spouse on respective dates: 1/7/22, 2/2/22, & 2/9/22.
F6 Indirect shares reported were transferred and held in the Frank A. D'Amelio 2022 GRAT No. 2 in May, 2022. Reporting person is the sole trustee.