Anil Kapur - Dec 30, 2022 Form 4 Insider Report for GERON CORP (GERN)

Role
EVP, Corp Strategy & CCO
Signature
/s/ Olivia Bloom for Anil Kapur
Stock symbol
GERN
Transactions as of
Dec 30, 2022
Transactions value $
$6,683
Form type
4
Date filed
1/3/2023, 07:55 PM
Previous filing
Oct 24, 2022
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GERN Common Stock Award $6.68K +6.02K +12.76% $1.11 53.2K Dec 30, 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of 6,021 shares of the Issuer's common stock pursuant to the Geron Corporation 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2022 through December 30, 2022 for the 12 month offering period beginning January 3, 2022. This transaction is exempt under Rule 16b-3(c).
F2 In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2022.
F3 The total number of securities beneficially owned of 53,216 shares represents the aggregate number of shares of Geron common stock purchased under the ESPP.