Vivekanand Mahadevan - Jan 1, 2023 Form 3 Insider Report for Sphere 3D Corp. (ANY)

Role
Director
Signature
By: Denise Garrett For: Vivekanand Mahadevan
Stock symbol
ANY
Transactions as of
Jan 1, 2023
Transactions value $
$0
Form type
3
Date filed
1/3/2023, 08:13 AM
Next filing
Jan 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ANY Common Stock 28.2K Jan 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ANY Non-Qualified Stock Option (right to buy) Jan 1, 2023 Common Stock 123K $1.06 Direct F1
holding ANY Non-Qualifed Stock Option (right to buy) Jan 1, 2023 Common Stock 6.35K $0.90 Direct F1
holding ANY Non-Qualifed Stock Option (right to buy) Jan 1, 2023 Common Stock 423K $0.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock options are fully vested and exercisable.

Remarks:

The Board of Directors of Sphere 3D Corp. (the "Company") has determined that as of June 30, 2022, the Company was no longer a foreign private issuer. As a result, effective January 1, 2023, the Company is required to comply with the reporting requirements and use the filing forms applicable to U.S. public companies under U.S. securities laws, including reports required under Section 16 of the U.S. Securities Exchange Act of 1934.