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Signature
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By: Denise Garrett For: Duncan McEwan
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Stock symbol
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ANY
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Transactions as of
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Jan 1, 2023
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Transactions value $
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$0
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Form type
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3
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Date filed
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1/3/2023, 08:05 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| holding |
ANY |
Common Stock |
|
|
|
|
|
28.6K |
Jan 1, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| holding |
ANY |
Non-Qualified Stock Option (right to buy) |
|
|
|
|
|
|
Jan 1, 2023 |
Common Stock |
123K |
$1.06 |
Direct |
F1 |
| holding |
ANY |
Non-Qualified Stock Option (right to buy) |
|
|
|
|
|
|
Jan 1, 2023 |
Common Stock |
6.35K |
$0.90 |
Direct |
F1 |
| holding |
ANY |
Non-Qualified Stock Option (right to buy) |
|
|
|
|
|
|
Jan 1, 2023 |
Common Stock |
423K |
$0.31 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
The Board of Directors of Sphere 3D Corp. (the "Company") has determined that as of June 30, 2022, the Company was no longer a foreign private issuer. As a result, effective January 1, 2023, the Company is required to comply with the reporting requirements and use the filing forms applicable to U.S. public companies under U.S. securities laws, including reports required under Section 16 of the U.S. Securities Exchange Act of 1934.