| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | LUXH | Common Stock | 16,343,443 | 20 Dec 2022 | by THA Holdings LLC | F1 | |||||
| holding | LUXH | Common Stock | 512,500 | 20 Dec 2022 | by THA Family II Holdings LLC | F2 | |||||
| holding | LUXH | Common Stock | 128,333 | 20 Dec 2022 | by SuperLuxMia LLC | F3 | |||||
| holding | LUXH | Common Stock | 115,000 | 20 Dec 2022 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LUXH | Make-Whole Right (Obligation to Sell) | Other | $0 | -1,000,000 | -50% | $0.000000 | 1,000,000 | 20 Dec 2022 | Common Stock | 1,000,000 | by THA Holdings LLC | F4, F5, F6 | |
| holding | LUXH | Warrants | 250,000 | 20 Dec 2022 | Common Stock | 250,000 | $4.20 | by THA Family II Limited Liability Company | F7 | |||||
| holding | LUXH | Warrants | 112,500 | 20 Dec 2022 | Common Stock | 112,500 | $4.20 | by THA Family II Limited Liability Company | F8 | |||||
| holding | LUXH | Warrants | 55,000 | 20 Dec 2022 | Common Stock | 55,000 | $4.20 | by SuperLuxMia LLC | F9 |
| Id | Content |
|---|---|
| F1 | THA Holdings LLC is an entity owned and operated by the Reporting Person. |
| F2 | THA Family II Limited Liability Company is an entity owned and operated by the Reporting Person. |
| F3 | SuperLuxMia LLC is an entity owned and operated by the Reporting Person. |
| F4 | In connection with the transaction described in the Issuer's Current Report filed on Form 8-K, dated December 20, 2022, Mr. Ferdinand has agreed to personally and individually pay to Greenle, without cost to the Company, any difference in the aggregate amount Greenle realizes in public or private sales of the shares of the Issuer's common stock received by Greenle upon conversion of $3 million principal amount of Issuer's debt held by Greenle and such $3 million of debt so converted through the delivery to Greenle of up to 1,000,000 shares of the Issuer's common stock currently owned by Ferdinand (all of which have been placed in escrow to secure such obligation) and thereafter, if any such shortfall is not fully covered by delivery of such shares, cash. Mr. Ferdinand continues to own shares and vote such shares, until such time, if ever, that this Make-Whole obligation is triggered. |
| F5 | There is no precise exercisable date in this instance because the Make-Whole obligation is contingent upon the occurrence of certain events as part of the transaction reported on the Issuer's Current Report on Form 8-K, dated December 20, 2022. |
| F6 | There is no precise expiration date in this instance because the Make-Whole obligation is contingent upon the occurrence of certain events as part of the transaction reported on the Issuer's Current Report on Form 8-K, dated December 20, 2022. |
| F7 | Comprised of underlying shares of the Issuer's common stock issuable upon exercise of the THA Contingent Warrants owned by THA Family II Limited Liability Company. |
| F8 | Comprised of shares of the Issuer's common stock underlying the 2022 Insider Bridge Warrant owned by THA Family II Limited Liability Company. |
| F9 | Comprised of shares of the Issuer's common stock underlying the 2022 Insider Bridge Warrant owned by SuperLuxMia LLC. |