Jeremy Cox - Dec 16, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP Controller and CTO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol: HPE
Transactions as of: Dec 16, 2022
Transactions value $: $26,635
Form type: 4
Date filed: 12/20/2022, 03:49 PM
Previous filing: Dec 15, 2022
Next filing: Jan 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$45.8K	+2.93K	+6.3%	$15.64	49.4K	Dec 16, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$19.1K	-1.22K	-2.48%	$15.64	48.2K	Dec 16, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-2.93K	-50.01%		2.93K	Dec 16, 2022	Common Stock	2.93K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/16/20, the reporting person was granted 8,224 restricted stock units ("RSUs"), 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 185 vested dividend equivalent rights and a de minimus adjustment of 0.0341 due to fractional rounding of the dividend equivalent rights.

Content

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

As previously reported, on 12/16/20, the reporting person was granted 8,224 restricted stock units ("RSUs"), 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 185 vested dividend equivalent rights and a de minimus adjustment of 0.0341 due to fractional rounding of the dividend equivalent rights.