Paul S. Walsh - Dec 16, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Director
Signature
/s/ Patrick A. Roney, Attorney-in-Fact for Paul S. Walsh
Stock symbol
VWE
Transactions as of
Dec 16, 2022
Transactions value $
$0
Form type
4
Date filed
12/20/2022, 03:32 PM
Previous filing
Dec 13, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VWE Common Stock 133K Dec 16, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VWE Warrants to purchase common stock Other $0 +14.4K $0.00 14.4K Dec 16, 2022 Common stock 14.4K $11.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to an administrative error, the Reporting Person's previous Form 4 erroneously stated that the Reporting Person was granted 20,956 shares of restricted stock. The Reporting Person was granted 20,956 restricted stock units ("RSUs"). The 20,956 RSUs vest on 11/30/2023.
F2 The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.