| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DC | Common Stock | Options Exercise | +350K | +283.61% | 473K | Dec 16, 2022 | Direct | F1 | ||
| transaction | DC | Common Stock | Tax liability | -$558K | -187K | -39.55% | $2.98 | 286K | Dec 16, 2022 | Direct | F2 |
| holding | DC | Common Stock | 82.8K | Dec 16, 2022 | By GPO Holdings Corp. | F3 | |||||
| holding | DC | Common Stock | 5.77M | Dec 16, 2022 | By JCTA Capital Management Corp. | F3 | |||||
| holding | DC | Common Stock | 180K | Dec 16, 2022 | By spouse | ||||||
| holding | DC | Common Stock | 216K | Dec 16, 2022 | By trusts | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DC | Restricted Stock Units | Options Exercise | $0 | -350K | -100% | $0.00* | 0 | Dec 16, 2022 | Common Stock | 350K | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The Reporting Person was granted 350,000 restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs settled on December 16, 2022 and were converted into 162,750 shares of Common Stock, net of shares of Common Stock withheld for taxes due on such conversion. |
| F2 | Represents net settlement for taxes due in connection with the conversion of 350,000 vested RSUs into shares of Common Stock upon settlement by the Issuer, based on a closing price of $2.98 per share of the Common Stock on December 15, 2022 on the NYSE American. |
| F3 | Entity is 100% owned by the Reporting Person. |
| F4 | Reflects securities held by trusts for the benefit of the Reporting Person's children. |