Nigel J. Murtagh - 28 Oct 2022 Form 4/A - Amendment Insider Report for SCHWAB CHARLES CORP (SCHW)

Role: MD, Chief Risk Officer
Signature: /s/ Kristopher R. Tate, Attorney-in-fact
Issuer symbol: SCHW
Transactions as of: 28 Oct 2022
Net transactions value: -$805,625
Form type: 4/A - Amendment
Filing time: 19 Dec 2022, 15:42:51 UTC
Date Of Original Report: 01 Nov 2022
Previous filing: 03 Mar 2022
Next filing: 19 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCHW	Common Stock	Options Exercise	$487,819	+16,169	+24%	$30.17	84,274	28 Oct 2022	Direct	F1, F2
transaction	SCHW	Common Stock	Sale	$1,293,444	-16,169	-19%	$80.00	68,105	28 Oct 2022	Direct	F3
holding	SCHW	Common Stock						1,315	28 Oct 2022	by ESPP	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCHW	Nonqualified Stock Option	Options Exercise	$0	-16,169	-100%	$0.000000^*	0	28 Oct 2022	Common Stock	16,169	$30.17	Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The original Form 4 inadvertently omitted this transaction.
F2	Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted.
F3	This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4	Includes 208 shares acquired under the company's Employee Stock Purchase Plan that were previously inadvertently omitted.
F5	The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date.