Nigel J. Murtagh - Oct 28, 2022 Form 4/A - Amendment Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
MD, Chief Risk Officer
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 28, 2022
Transactions value $
-$805,625
Form type
4/A - Amendment
Date filed
12/19/2022, 03:42 PM
Date Of Original Report
Nov 1, 2022
Previous filing
Mar 3, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $488K +16.2K +23.74% $30.17 84.3K Oct 28, 2022 Direct F1, F2
transaction SCHW Common Stock Sale -$1.29M -16.2K -19.19% $80.00 68.1K Oct 28, 2022 Direct F3
holding SCHW Common Stock 1.32K Oct 28, 2022 by ESPP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option Options Exercise $0 -16.2K -100% $0.00* 0 Oct 28, 2022 Common Stock 16.2K $30.17 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4 inadvertently omitted this transaction.
F2 Includes 137.3222 shares acquired through dividend reinvestment that were previously inadvertently omitted.
F3 This transaction was executed in multiple trades at prices ranging from $79.975 to $80.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Includes 208 shares acquired under the company's Employee Stock Purchase Plan that were previously inadvertently omitted.
F5 The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on March 2, 2016, the first anniversary of the grant date.