Andrew C. Agwunobi M.D. - Dec 15, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg. President, Home Solutions
Signature
Andrew C. Agwunobi, M.D.
Stock symbol
HUM
Transactions as of
Dec 15, 2022
Transactions value $
-$40,292
Form type
4
Date filed
12/19/2022, 12:03 PM
Previous filing
Mar 3, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +261 $0.00 261 Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$40.3K -79 -30.27% $510.02 182 Dec 15, 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -261 -33.29% $0.00 523 Dec 15, 2022 Humana Common 261 Direct F2, F3
holding HUM Options 3.09K Dec 15, 2022 Humana Common 3.09K $430.62 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 3/1/2022, vesting in three annual increments from 3/1/23 to 3/1/25.
F2 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3 Restricted stock units granted to reporting person on 3/1/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F4 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.