Kirt P. Karros - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, Treasurer & IR
Signature: Ki Hoon Kim as Attorney-in-Fact for Kirt P. Karros
Issuer symbol: HPE
Transactions as of: 09 Dec 2022
Net transactions value: +$539,685
Form type: 4
Filing time: 13 Dec 2022, 20:47:25 UTC
Previous filing: 12 Dec 2022
Next filing: 14 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$271,255	+16,796		$16.15	16,796	09 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$93,815	-5,809	-35%	$16.15	10,987	09 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$245,674	+15,212	+138%	$16.15	26,199	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$84,981	-5,262	-20%	$16.15	20,937	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$308,110	+19,078	+91%	$16.15	40,015	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$106,558	-6,598	-16%	$16.15	33,417	10 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-15,212	-100%		0	10 Dec 2022	Common Stock	15,212		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-19,078	-50%		19,077	10 Dec 2022	Common Stock	19,078		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-16,796	-33%		33,588	09 Dec 2022	Common Stock	16,796		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19 the reporting person was granted 41,035 restricted stock units ("RSUs"), 13,678 of which vested on 12/10/20, 13,678 of which vested on 12/10/21, and 13,679 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,533 vested dividend equivalent rights and a de minimus adjustment of 0.0310 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4217 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 541 vested dividend equivalent rights and a de minimus adjustment of 0.6218 due to fractional rounding of the dividend equivalent rights.