Tarek Robbiati - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP & CFO
Signature: Ki Hoon Kim as Attorney-in-Fact for Tarek Robbiati
Issuer symbol: HPE
Transactions as of: 09 Dec 2022
Net transactions value: +$3,136,217
Form type: 4
Filing time: 13 Dec 2022, 20:45:57 UTC
Previous filing: 12 Dec 2022
Next filing: 19 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$1,084,925	+67,178		$16.15	67,178	09 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$482,675	-29,887	-44%	$16.15	37,291	09 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$755,933	+46,807	+126%	$16.15	84,098	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$374,809	-23,208	-28%	$16.15	60,890	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$1,048,749	+64,938	+107%	$16.15	125,828	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$519,982	-32,197	-26%	$16.15	93,631	10 Dec 2022	Direct
transaction	HPE	Common Stock	Award	$765,688	+47,411	+51%	$16.15	141,042	09 Dec 2022	Direct	F1
transaction	HPE	Common Stock	Tax liability	$379,638	-23,507	-17%	$16.15	117,535	09 Dec 2022	Direct
transaction	HPE	Common Stock	Award	$2,455,462	+152,041	+129%	$16.15	269,576	09 Dec 2022	Direct	F2
transaction	HPE	Common Stock	Tax liability	$1,217,435	-75,383	-28%	$16.15	194,193	09 Dec 2022	Direct
holding	HPE	Common Stock						31,183	09 Dec 2022	by The Robbiati Family Trust dated 02/04/20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-46,807	-100%		0	10 Dec 2022	Common Stock	46,807		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-64,938	-50%		64,936	10 Dec 2022	Common Stock	64,938		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-67,178	-33%		134,355	09 Dec 2022	Common Stock	67,178		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/19 the reporting person was granted 126,263 restricted stock units ("RSUs"), 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which vested on12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,719 vested dividend equivalent rights and a de minimus adjustment of 0.2133 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, 60,850 of which vested on 12/10/22, and 60,850 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,088 vested dividend equivalent rights and a de minimus adjustment of 0.1069 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which vested on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,159 vested dividend equivalent rights and a de minimus adjustment of 0.5205 due to fractional rounding of the dividend equivalent rights.