Tarek Robbiati - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP & CFO
Signature: Ki Hoon Kim as Attorney-in-Fact for Tarek Robbiati
Stock symbol: HPE
Transactions as of: Dec 9, 2022
Transactions value $: $3,136,217
Form type: 4
Date filed: 12/13/2022, 08:45 PM
Previous filing: Dec 12, 2022
Next filing: Dec 19, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$1.08M	+67.2K		$16.15	67.2K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$483K	-29.9K	-44.49%	$16.15	37.3K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$756K	+46.8K	+125.52%	$16.15	84.1K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$375K	-23.2K	-27.6%	$16.15	60.9K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$1.05M	+64.9K	+106.65%	$16.15	126K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$520K	-32.2K	-25.59%	$16.15	93.6K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Award	$766K	+47.4K	+50.64%	$16.15	141K	Dec 9, 2022	Direct	F1
transaction	HPE	Common Stock	Tax liability	-$380K	-23.5K	-16.67%	$16.15	118K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Award	$2.46M	+152K	+129.36%	$16.15	270K	Dec 9, 2022	Direct	F2
transaction	HPE	Common Stock	Tax liability	-$1.22M	-75.4K	-27.96%	$16.15	194K	Dec 9, 2022	Direct
holding	HPE	Common Stock						31.2K	Dec 9, 2022	by The Robbiati Family Trust dated 02/04/20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-46.8K	-100%		0	Dec 10, 2022	Common Stock	46.8K		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-64.9K	-50%		64.9K	Dec 10, 2022	Common Stock	64.9K		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-67.2K	-33.33%		134K	Dec 9, 2022	Common Stock	67.2K		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/19 the reporting person was granted 126,263 restricted stock units ("RSUs"), 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which vested on12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,719 vested dividend equivalent rights and a de minimus adjustment of 0.2133 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, 60,850 of which vested on 12/10/22, and 60,850 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,088 vested dividend equivalent rights and a de minimus adjustment of 0.1069 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which vested on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,159 vested dividend equivalent rights and a de minimus adjustment of 0.5205 due to fractional rounding of the dividend equivalent rights.