Jeremy Cox - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP Controller and CTO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol: HPE
Transactions as of: Dec 9, 2022
Transactions value $: $564,071
Form type: 4
Date filed: 12/13/2022, 08:45 PM
Previous filing: Dec 12, 2022
Next filing: Dec 15, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$253K	+15.7K	+54.07%	$16.15	44.7K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$61.7K	-3.82K	-8.55%	$16.15	40.8K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$283K	+17.6K	+42.97%	$16.15	58.4K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$83.4K	-5.17K	-8.85%	$16.15	53.2K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$284K	+17.6K	+33.08%	$16.15	70.8K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$112K	-6.93K	-9.78%	$16.15	63.9K	Dec 10, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-17.6K	-100%		0	Dec 10, 2022	Common Stock	17.6K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-17.6K	-50%		17.6K	Dec 10, 2022	Common Stock	17.6K		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-15.7K	-33.34%		31.3K	Dec 9, 2022	Common Stock	15.7K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 47,348 restricted stock units ("RSUs"), 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,769 vested dividend equivalent rights and a de minimus adjustment of 0.2050 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,109 vested dividend equivalent rights and a de minimus adjustment of 0.6868 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 505 vested dividend equivalent rights and a de minimus adjustment of 0.5137 due to fractional rounding of the dividend equivalent rights.