Jeremy K. Cox - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP Controller and CTO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Issuer symbol: HPE
Transactions as of: 09 Dec 2022
Net transactions value: +$564,071
Form type: 4
Filing time: 13 Dec 2022, 20:45:36 UTC
Previous filing: 12 Dec 2022
Next filing: 15 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$253,167	+15,676	+54%	$16.15	44,667	09 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$61,661	-3,818	-8.5%	$16.15	40,849	09 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$283,465	+17,552	+43%	$16.15	58,401	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$83,431	-5,166	-8.8%	$16.15	53,235	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$284,418	+17,611	+33%	$16.15	70,846	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$111,887	-6,928	-9.8%	$16.15	63,918	10 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-17,552	-100%		0	10 Dec 2022	Common Stock	17,552		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-17,611	-50%		17,610	10 Dec 2022	Common Stock	17,611		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-15,676	-33%		31,349	09 Dec 2022	Common Stock	15,676		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 47,348 restricted stock units ("RSUs"), 15,782 of which vested on 12/10/20, 15,783 of which vested on 12/10/21, and 15,783 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,769 vested dividend equivalent rights and a de minimus adjustment of 0.2050 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,109 vested dividend equivalent rights and a de minimus adjustment of 0.6868 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 505 vested dividend equivalent rights and a de minimus adjustment of 0.5137 due to fractional rounding of the dividend equivalent rights.