Phil Mottram - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, Intelligent Edge
Signature: Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Stock symbol: HPE
Transactions as of: Dec 9, 2022
Transactions value $: $561,439
Form type: 4
Date filed: 12/13/2022, 08:44 PM
Previous filing: Dec 12, 2022
Next filing: Dec 15, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$542K	+33.6K	+419.86%	$16.15	41.6K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$188K	-11.6K	-27.93%	$16.15	30K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$94.5K	+5.85K	+19.52%	$16.15	35.8K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$32.7K	-2.02K	-5.65%	$16.15	33.8K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$284K	+17.6K	+52.11%	$16.15	51.4K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$140K	-8.65K	-16.82%	$16.15	42.8K	Dec 10, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-5.85K	-100%		0	Dec 10, 2022	Common Stock	5.85K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-17.6K	-50%		17.6K	Dec 10, 2022	Common Stock	17.6K		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-33.6K	-33.33%		67.2K	Dec 9, 2022	Common Stock	33.6K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 15,783 restricted stock units ("RSUs"), 5,261 of which vested on 12/10/20, 5,261 of which vested on 12/10/21, and 5,261 of which will vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 589 vested dividend equivalent rights and a de minimus adjustment of 0.4018 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,109 vested dividend equivalent rights and a de minimus adjustment of 0.6868 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights.