Phil Mottram - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, Intelligent Edge
Signature: Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Issuer symbol: HPE
Transactions as of: 09 Dec 2022
Net transactions value: +$561,439
Form type: 4
Filing time: 13 Dec 2022, 20:44:57 UTC
Previous filing: 12 Dec 2022
Next filing: 15 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$542,462	+33,589	+420%	$16.15	41,589	09 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$187,598	-11,616	-28%	$16.15	29,973	09 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$94,478	+5,850	+20%	$16.15	35,823	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$32,688	-2,024	-5.7%	$16.15	33,799	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$284,418	+17,611	+52%	$16.15	51,410	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$139,633	-8,646	-17%	$16.15	42,764	10 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-5,850	-100%		0	10 Dec 2022	Common Stock	5,850		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-17,611	-50%		17,610	10 Dec 2022	Common Stock	17,611		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-33,589	-33%		67,177	09 Dec 2022	Common Stock	33,589		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 15,783 restricted stock units ("RSUs"), 5,261 of which vested on 12/10/20, 5,261 of which vested on 12/10/21, and 5,261 of which will vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 589 vested dividend equivalent rights and a de minimus adjustment of 0.4018 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,109 vested dividend equivalent rights and a de minimus adjustment of 0.6868 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights.