Neil B. MacDonald - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Stock symbol
HPE
Transactions as of
Dec 9, 2022
Transactions value $
$1,089,657
Form type
4
Date filed
12/13/2022, 08:44 PM
Previous filing
Dec 12, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $542K +33.6K +358.84% $16.15 42.9K Dec 9, 2022 Direct
transaction HPE Common Stock Tax liability -$188K -11.6K -27.05% $16.15 31.3K Dec 9, 2022 Direct
transaction HPE Common Stock Options Exercise $208K +12.9K +41.08% $16.15 44.2K Dec 10, 2022 Direct
transaction HPE Common Stock Tax liability -$103K -6.38K -14.44% $16.15 37.8K Dec 10, 2022 Direct
transaction HPE Common Stock Options Exercise $356K +22K +58.2% $16.15 59.8K Dec 10, 2022 Direct
transaction HPE Common Stock Tax liability -$176K -10.9K -18.24% $16.15 48.9K Dec 10, 2022 Direct
transaction HPE Common Stock Award $832K +51.5K +105.35% $16.15 100K Dec 9, 2022 Direct F1
transaction HPE Common Stock Tax liability -$382K -23.6K -23.52% $16.15 76.8K Dec 9, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -12.9K -100% 0 Dec 10, 2022 Common Stock 12.9K Direct F2, F3
transaction HPE Restricted Stock Units Options Exercise -22K -50% 22K Dec 10, 2022 Common Stock 22K Direct F2, F4
transaction HPE Restricted Stock Units Options Exercise -33.6K -33.33% 67.2K Dec 9, 2022 Common Stock 33.6K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/10/20 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 As previously reported, on 12/10/19, the reporting person was granted 34,722 restricted stock units ("RSUs"), 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,298 vested dividend equivalent rights and a de minimus adjustment of 0.8903 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,386 vested dividend equivalent rights and a de minimus adjustment of 0.89160 due to fractional rounding of the dividend equivalent rights.
F5 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.27680 due to fractional rounding of the dividend equivalent rights.