Neil B. MacDonald - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM of Compute
Signature: Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Issuer symbol: HPE
Transactions as of: 09 Dec 2022
Net transactions value: +$1,089,657
Form type: 4
Filing time: 13 Dec 2022, 20:44:10 UTC
Previous filing: 12 Dec 2022
Next filing: 15 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$542,462	+33,589	+359%	$16.15	42,949	09 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$187,598	-11,616	-27%	$16.15	31,333	09 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$207,883	+12,872	+41%	$16.15	44,205	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$103,085	-6,383	-14%	$16.15	37,822	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$355,510	+22,013	+58%	$16.15	59,835	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$176,277	-10,915	-18%	$16.15	48,920	10 Dec 2022	Direct
transaction	HPE	Common Stock	Award	$832,371	+51,540	+105%	$16.15	100,460	09 Dec 2022	Direct	F1
transaction	HPE	Common Stock	Tax liability	$381,608	-23,629	-24%	$16.15	76,831	09 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-12,872	-100%		0	10 Dec 2022	Common Stock	12,872		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-22,013	-50%		22,012	10 Dec 2022	Common Stock	22,013		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-33,589	-33%		67,177	09 Dec 2022	Common Stock	33,589		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/20 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/19, the reporting person was granted 34,722 restricted stock units ("RSUs"), 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,298 vested dividend equivalent rights and a de minimus adjustment of 0.8903 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,386 vested dividend equivalent rights and a de minimus adjustment of 0.89160 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.27680 due to fractional rounding of the dividend equivalent rights.