Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PFG | Common Stock | Award | $18.4M | +347K | +302.51% | $53.09 | 462K | Dec 8, 2022 | Direct | |
transaction | PFG | Common Stock | Disposed to Issuer | -$13.7M | -154K | -33.36% | $89.15 | 308K | Dec 8, 2022 | Direct | F1, F2 |
transaction | PFG | Common Stock | Disposed to Issuer | -$17.3M | -192K | -62.36% | $90.21 | 116K | Dec 8, 2022 | Direct | F1, F3 |
transaction | PFG | Common Stock | Disposed to Issuer | -$100K | -1.1K | -0.95% | $90.85 | 115K | Dec 8, 2022 | Direct | F1, F4 |
holding | PFG | Common Stock | 45.8K | Dec 8, 2022 | By Trust | F5 | |||||
holding | PFG | Common Stock | 125K | Dec 8, 2022 | By Trust | F6 | |||||
holding | PFG | Common Stock | 3.75K | Dec 8, 2022 | By 401(k) Plan |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | PFG | Employee Stock Option (Right to Buy) | Options Exercise | -$6.17M | -116K | -100% | $53.09 | 0 | Dec 8, 2022 | Common Stock | 116K | $53.09 | Direct | |
transaction | PFG | Employee Stock Option (Right to Buy) | Options Exercise | -$6.17M | -116K | -100% | $53.09 | 0 | Dec 8, 2022 | Common Stock | 116K | $53.09 | Direct | |
transaction | PFG | Employee Stock Option (Right to Buy) | Options Exercise | -$6.07M | -114K | -98.37% | $53.09 | 1.89K | Dec 8, 2022 | Common Stock | 114K | $53.09 | Direct |
Id | Content |
---|---|
F1 | Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022. |
F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.72 to $89.71, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.72 to $90.57, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.80 to $90.85, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
F5 | Joan M. Houston 2021 Trust. |
F6 | Daniel J. Houston 2019 DGT Exempt Trust. |