Rafael Basso - 01 Oct 2022 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Operations
Signature
/s/ Jacalyn C. Bolles, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
01 Oct 2022
Net transactions value
-$2,329
Form type
4
Filing time
02 Dec 2022, 15:30:47 UTC
Previous filing
02 Sep 2022
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +231 +23% 1,217 01 Oct 2022 Direct F1
transaction ALSN Common Stock Options Exercise +4 +0.33% 1,221 01 Oct 2022 Direct F2
transaction ALSN Common Stock Tax liability $2,329 -69 -5.7% $33.76 1,152 01 Oct 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -231 -33% $0.000000 464 01 Oct 2022 Common Stock 231 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -4 -2.8% $0.000000 137 01 Oct 2022 Common Stock 4 Direct F2
transaction ALSN Dividend Equivalent Rights Award $0 -25 -13% $0.000000 162 30 Nov 2022 Common Stock 25 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on October 1, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalents ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
F4 The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.